An internal audit department is a corporate area that ensures that internal policies, procedures and guidelines are adequate and in compliance with top management's recommendations, human resources' ...

Many in-house lawyers and chief compliance officers over the past 10 years have found themselves, at one time or another, struggling to find common ground with their colleagues in internal audit.

The term "compliance" emerged in the '80s but gained notoriety in the mid-2000s. Now, keeping companies on the right track has become one of the biggest challenges for managers, but adopting a ...

Compliance programs have grown in importance along with the demands of new laws and regulations. These programs are increasingly seen as vital to preventing corporate misconduct or, at least, ...

Fintradix, a crypto trading platform serving users across multiple jurisdictions, has confirmed its alignment with updated ...

In July, the 5th U.S. Court of Appeals ruled in Asadi v. G.E. Energy (USA) LLC that whistle-blowers aren’t entitled to protection under the Dodd-Frank Act’s anti-retaliation provision unless they ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

Roula Khalaf, Editor of the FT, selects her favourite stories in this weekly newsletter. SoftBank’s attempt last year to simultaneously pull off a pivotal sale of its T-Mobile stake and Japan’s ...